Financial Planning2d
Clients aren't likely to face estate taxes. But they still need a plan
Financial advisors have the opportunity to spur important discussions and bring peace of mind to the uncertainty around the ...
Financial Planning2d
Merrill loses a team to NewEdge; RBC to Raymond James: Advisor Moves
Merrill, NewEdge Advisors, Morgan Stanley, RBC Wealth Management and Raymond James all figured this week on the losing or ...
Financial Planning2d
How Osaic lets its advisors choose their own tech adventure — with support
Matt Schlueter, executive vice president of operations and technology solutions, spoke to Financial Planning about how tech ...
Financial Planning2d
Advisors reassess strategies in response to reciprocal tariffs
As markets react to the tariffs, financial advisors are considering the short- and long-term impacts.
Financial Planning4d
Commonwealth wins appeal of $93M SEC penalty ahead of LPL purchase
A court of appeals agreed with Commonwealth's contention that a jury should decide if investors were harmed by investment ...
Financial Planning3dOpinion
The case for shifting opportunity zone tax credits to the 'Heartland'
The founder of Tulsa Innovation Labs is calling for changes to draw more investments from civic-minded financial advisors and ...
Financial Planning5d
Do clients trust you? Depends on who they — and you — are
Age, gender, and race can all play a role in how clients view relationships with their financial advisors, according to new ...
Financial Planning4d
Don't place a bond ladder on shaky tax ground
The wrong asset location could defeat the whole purpose of the strategy, according to a new study on Treasury ...
Financial Planning5d
This is the biggest cybersecurity vulnerability firms face
Advisors have all the most sophisticated cybersecurity applications available on the market, but experts say they can't stop ...
Financial Planning3d
LPL's Steinmeier 'maniacally focused' on making Commonwealth advisors feel at home
The LPL CEO says Commonwealth advisors have almost nothing to lose and much to gain by joining a firm whose headcount is fast ...
Financial Planning5d
Advisors with CIMA, CPWA and RMA marks have more income and AUM
Experts say those survey results simply reflect successful and experienced teams, but the alphabet soup of certifications ...
Financial Planning4d
LPL advisor pushes to keep Ameriprise recruiting dispute out of arbitration
Michael Bonevento and his team left Ameriprise in 2019 to join LPL Financial. He says too much time has elapsed for him to ...